106 Compliance Auditor jobs in Canada
Compliance Auditor
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Job Description
Join a team that plays a critical role in shaping and maintaining high standards in the insurance industry. As a Compliance Auditor, you’ll gain hands-on experience evaluating both financial and operational practices, ensuring organizations operate with integrity and transparency. This is an opportunity to grow your expertise, work with experienced professionals, and make a meaningful impact on an industry that touches thousands of clients every day. You’ll also benefit from a collaborative environment that values professional development, continuous learning, and career growth.
Join a team that plays a critical role in shaping and maintaining high standards in the insurance industry. As a Compliance Auditor, you’ll gain hands-on experience evaluating both financial and operational practices, ensuring organizations operate with integrity and transparency. This is an opportunity to grow your expertise, work with experienced professionals, and make a meaningful impact on an industry that touches thousands of clients every day. You’ll also benefit from a collaborative environment that values professional development, continuous learning, and career growth.
Responsibilities of the Compliance Auditor is as follows:
- Perform preliminary risk assessment of the brokerage selected for audit (the audit subject) based on a review of existing data and established risk factors
- Determine relevant areas of potential risk and design and deploy a semi-customized audit through the appropriate selection of existing audit modules
- Gather financial records and other operational documents from the brokerage, and request additional information as required
- Analyze records and identify areas of concern related to Position Reports, equity shortfalls, trust shortages, continuing education and other matters
- Conduct interviews with brokers and other brokerage staff to gather information, discuss areas of concern, suggest improvements, and discuss possible resolutions
- Determine appropriate regulatory approach, including, when appropriate, escalating high risk matters to Investigations
- Communicate outcomes of all files to the brokerage, both verbally and in writing using available templates
- Follow RIBO’s audit service standards and guidelines
- Identify emerging industry trends and assist in determining an appropriate course of action
- Remain current on the Registered Insurance Brokers Act, By-Laws and Regulations including the Code of Conduct, and other relevant legislation and industry practices
- Provide feedback on organizational processes, particularly in CCI and actively participate in process improvement initiatives
TMGNY
Combination of at least two of the following qualifications:
- Accounting designation (CA, CPA, CGA), with 3-5+ years’ experience dealing with brokerage operations and financial records
- Bookkeeper with 7-10+ years of experience dealing with brokerage operations and financial records
- Licensed broker with experience dealing with brokerage operations and financial records
- Experience conducting financial and operational audits for a regulatory body
- Experience in P&C insurance
- Excellent interpersonal and communication skills (written and verbal)
- Excellent problem-solving, analytical, time management and organizational skills
- Ability to work independently and in a team environment
- Ability to maintain confidentiality and exercise professional judgment
- Proficiency in Microsoft Office Suite applications
- Ability to communicate in French is an asset
Retail Compliance Auditor - Part-Time
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Mississauga, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
Retail Compliance Auditor - Part-Time
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Newmarket, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
Retail Compliance Auditor (Part-Time)
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Keswick, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
Retail Compliance Auditor (Part-Time)
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Georgetown, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
Part-Time Retail Compliance Auditor
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Oakville, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
Retail Compliance Auditor - Part-Time
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Markham, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
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Retail Compliance Auditor (Part-Time)
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Milton, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
Retail Compliance Auditor - Part-Time
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Burlington, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST
Retail Compliance Auditor - Part-Time
Posted today
Job Viewed
Job Description
Job Description
Merchandising Consultants Associates
Location: Richmond Hill, ON
Hours: Flexible, Part-Time
Pay: $25 per completed visit
Earning Potential: Up-to $75 per shift
MCA is a 100% Canadian owned and operated Merchandising Company that services Retailers and CPG companies across Canada. MCA is currently hiring Retail Compliance Shoppers to visit different retail stores and other establishments to help ensure employees are checking ID when selling age-restricted products.
Your Role:- Visit assigned locations posing as a regular customer
- Attempt to make a small purchase
- Observe whether the staff requests valid ID
- Submit a short online report afterward
- 25 per completed visit (Up-to 15 in one shift)
- Quick visits most visits can be completed in just a few minutes
- Choose assignments that suit your schedule and location
- Independent contractor role with bi-weekly pay schedule
- Valid government-issued photo ID proving you are of legal age
- Access to reliable transportation
- Ability to follow instructions and be discreet
Applicants must reside in the specified location and be legally eligible to work in Canada.
MCA is an equal opportunity employer and is committed to creating an inclusive culture where our people feel comfortable being themselves.
MCA is committed to providing accommodations for applicants upon request at any stage of the recruitment process in accordance with the accessibility for Ontarians with disabilities act (AODA) and the Ontario human rights code.
MCA SIMPLY THE BEST