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40 International Tax Compliance jobs in Canada

Compliance Officer

Toronto, Ontario CI Financial Corp.

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Job Description

Job Description

Description

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.

We are currently seeking a Compliance Officer to join our Compliance team. In this role, the successful candidate is expected to conduct compliance tasks in accordance with internal procedures and regulatory requirements, and to be heavily involved in trading surveillance in multiple entities within CI Wealth Management.

WHAT YOU WILL DO

  • Conduct daily, monthly and quarterly compliance tasks, identifying and escalating issues to ensure prompt resolution and regulatory adherence.
  • Monitor employees' trading and approve pre-clearance trade requests.
  • Review and analyze personal trading activities for registrant across internal and external trading accounts.
  • Conduct comprehensive quarterly Trade Desk review and prepare detailed quarterly reports summarizing findings.
  • Prepare and submit regulatory reports including marker correction, ISG request, gatekeeper reports etc.
  • Monitor Compliance email box and Salesforce channel and respond to inquiries from other departments.

WHAT YOU WILL BRING

  • Minimum 2 years Compliance experience in an investment dealer.
  • Strong verbal and written communication skills.
  • Completion of CSC and CPH is an asset.
  • Excellent communication skills and ability to work collaboratively with compliance teams.
  • Strong analytical mindset and detailed-oriented.
  • Ability to work independently and under pressure.
  • Able to handle multiple tasks and priorities effectively.

CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms. Since 1965, we have consistently anticipated and responded to the changing needs of investors. We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice.

Our commitment to the highest levels of performance means that whatever their position, CI employees must be comfortable in a fast-paced environment that will stretch them to tap into their highest potential. Employees with a healthy dose of ambition, a desire to commit to a curious mindset for continuous learning, and a willingness to go the extra mile thrive at CI.

WHAT WE OFFER

  • Modern HQ location within walking distance from Union Station
  • Training Reimbursement
  • Paid Professional Designations
  • Employee Savings Plan (ESP)
  • Corporate Discount Program
  • Enhanced Group Benefits
  • Parental Leave Top–Up Program
  • Fitness Membership Discounts
  • Paid Volunteer Day

We are focused on building a diverse and inclusive workforce. If you are excited about this role and are not confident you meet all the qualification requirements, we encourage you to apply to investigate the opportunity further.

Please submit your resume in confidence by clicking “Apply”. Only qualified candidates selected for an interview will be contacted. CI Financial Corp. and all of our affiliates (“CI”) are committed to fair and accessible employment practices and provide reasonable accommodations for persons with disabilities. If you require accommodations in order to apply for any job opportunities, require this posting in an additional format, or require accommodation at any stage of the recruitment process please contact us at , or call ext. 4747.

This advertiser has chosen not to accept applicants from your region.

Compliance Officer

Toronto, Ontario CI Financial Corp.

Posted today

Job Viewed

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Job Description

Job Description

Job Description

Description

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.

We are currently seeking a Compliance Officer to join our Compliance team. In this role, the successful candidate is expected to assist in the regulatory Compliance program for the Investment Fund Manager and Exempt Market Dealer. In particular, 81-105 sales practices and 81-102 sales communication and marketing and communications.  Provide a range of compliance support services to sales, marketing, institutional business and back-office operations.

What You Will Do

  • Coordinate directly with wide range of stakeholders across the organization to resolve issues, as required
  • Apply policies and regulatory rules to respond to compliance related inquiries
  • Assist in creation and documentation of new processes and procedure for new compliance initiatives and controls, ensuring applicable securities law and National Instrument rules are adhered to.
  • Assist in the creation of new policies and guidelines to reflect new or changing regulatory/industry standards or corporate developments.
  • Participate and lead special projects, as needed
  • Ability to multi-task and work effectively and efficiently in a fast-paced, frequently changing environment
  • Support in the review of all product and wholesaling marketing and sales communications materials, including (but not limited to) the below for adherence to applicable policies and regulations:
  • Advisor and investor-facing materials
  • Website content
  • Product profile sheets
  • Support in maintaining sales communication checklists for retail and institutional sales as they relate specifically to investment fund products/content
  • Support in the review of retail sales practices activities relating to the adherence of regulatory requirements and internal policies and guidelines.
  • Support in maintaining sales practices policy and guidelines as well as training contents and materials.

What You Will Bring
 

  • Superior analytical skills, capable of advising across a range of compliance matters
  • Post-secondary education plus Canadian Securities Course (CSC), the Conduct and Practices Handbook (CPH) or other industry related designations an asset.
  • Thorough working knowledge of National Instruments 81-102, 81-105 and at least 3 years working experience in a mutual fund manager compliance department
  • In depth knowledge of the financial industry including investment fund regulations and applicable National Instruments
  • Strong communication skills, verbal and written
  • Experience in Salesforce, Concur, Tableau software an asset
  • Experience in providing training to a large group of Sales staff
  • Superior and versatile analytical skills, capable of advising across a range of compliance matters
  • Ability to multi-task and work effectively and efficiently in a fast-paced, frequently changing environment
  • Proficient in understanding, identification, and assessment of internal controls for the purposes of assessing the effectiveness of their design

CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms. Since 1965, we have consistently anticipated and responded to the changing needs of investors. We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice.

Our commitment to the highest levels of performance means that whatever their position, CI employees must be comfortable in a fast-paced environment that will stretch them to tap into their highest potential. Employees with a healthy dose of ambition, a desire to commit to a curious mindset for continuous learning, and a willingness to go the extra mile thrive at CI. 

WHAT WE OFFER

  • Modern HQ location within walking distance from Union Station
  • Training Reimbursement
  • Paid Professional Designations
  • Employee Share Purchase Program (ESPP)
  • Corporate Discount Program
  • Enhanced group benefits
  • Parental Leave Top–up program
  • Fitness membership discounts
  • Paid Volunteer Days

We are focused on building a diverse and inclusive workforce. If you are excited about this role and are not confident you meet all the qualification requirements, we encourage you to apply to investigate the opportunity further.

Please submit your resume in confidence by clicking “Apply”. Only qualified candidates selected for an interview will be contacted. CI Financial Corp. and all of our affiliates (“CI”) are committed to fair and accessible employment practices and provide reasonable accommodations for persons with disabilities. If you require accommodations in order to apply for any job opportunities, require this posting in an additional format, or require accommodation at any stage of the recruitment process please contact us at , or call ext. 4747.

This advertiser has chosen not to accept applicants from your region.

Compliance Officer

Guelph, Ontario The Skyline Group of Companies

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Job Description

Job Description

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer .

Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our Head Office in Guelph, ON  and will report to the Acting Chief Compliance Officer.

What you will be doing:

  • Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team.
  • Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National Instruments are adhered to.
  • Monitor compliance and individuals acting on its behalf, with applicable securities legislation. 
  • Perform all trade reviews.
  • Monitor KYC/KYP suitability and other rules by reviewing applications and trade activity.
  • Maintain registration for the firm and its registrants.
  • Assist with departmental and enterprise initiatives as required.

What we look for:

  • Strong oral and written communication skills in English.
  • Problem solving skills necessary to resolve routine and non-routine compliance issues.
  • A positive attitude! You can handle any problem with optimism. 
  • Minimum 2 years compliance and/or investment experience with an exempt market dealer.  
  • Completed Canadian Securities Course, Exempt Market Proficiency Course or equivalent, or in progress of completion.

Why you want to work here:

  • You get a thrill from staying organized and details are your “thing”.
  • You believe in following the rules and mistakes never get by you.
  • You get excited about providing superior customer service and from knowing that you positively impact people’s lives every day.
  • Being that person who can see the problems before they happen (think the matrix) and use good judgment and innovation to solve it is your specialty.
  • You want to work for a company that supports work-life balance and truly cares that you are happy.
  • Working for a growing company that supports environmental stewardship and social responsibilities is a must for you. Learn more about our sustainability commitments here.

The Skyline Group of Companies is a fully integrated investment management organization: grounded in real estate, powered by people, and growing for the future. Every aspect of Skyline is managed with the utmost care and attention to detail, from consulting with investors to fostering a sense of community at each and every one of its properties.

We offer our employees competitive pay, benefits, RSP match program, paid volunteer day, on-going training, growth potential and so much more.  Our workplace culture empowers staff at all levels to become involved in supporting and building vibrant communities. 

Come be a part of Skyline – Building Careers and Communities!
 

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Compliance Officer

T2P Alberta, Alberta destinationone Consulting

Posted 308 days ago

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Job Description

Permanent

destinationone Consulting specializes in recruitment across diverse sectors, including CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. We are committed to building a robust talent databank, enabling our recruiters to quickly connect job seekers with relevant opportunities as they arise. Our dedication to Integrity, Transparency, and Innovation ensures a professional and honest experience for all candidates.

Location: Various locations across Alberta

As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks.

Key Responsibilities:

Develop and implement compliance policies and procedures.Conduct regular audits and assessments to ensure compliance with laws and regulations.Provide training and guidance to employees on compliance-related issues.Investigate and resolve compliance issues and complaints.Monitor changes in regulatory requirements and update compliance programs accordingly.RequirementsBachelor’s degree in law, business, or a related field.3+ years of experience in a compliance role, preferably in a corporate environment.Strong knowledge of compliance regulations and risk management practices.Excellent analytical and problem-solving skills.Strong communication and training abilities.

Disclaimer: We are proactively building a databank for future opportunities in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. These are not currently active jobs. By applying, you will be part of our trusted network, ensuring our recruiters can promptly match you with suitable roles as they become available. Let us help you take the next step in your career journey!

Follow us on LinkedIn to stay updated with information and developments: LINKEDIN

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Compliance Officer

T4X Alberta, Alberta destinationone Consulting

Posted 308 days ago

Job Viewed

Tap Again To Close

Job Description

Permanent

destinationone Consulting specializes in recruitment across diverse sectors, including CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. We are committed to building a robust talent databank, enabling our recruiters to quickly connect job seekers with relevant opportunities as they arise. Our dedication to Integrity, Transparency, and Innovation ensures a professional and honest experience for all candidates.

Location: Various locations across Alberta

As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks.

Key Responsibilities:

Develop and implement compliance policies and procedures.Conduct regular audits and assessments to ensure compliance with laws and regulations.Provide training and guidance to employees on compliance-related issues.Investigate and resolve compliance issues and complaints.Monitor changes in regulatory requirements and update compliance programs accordingly.RequirementsBachelor’s degree in law, business, or a related field.3+ years of experience in a compliance role, preferably in a corporate environment.Strong knowledge of compliance regulations and risk management practices.Excellent analytical and problem-solving skills.Strong communication and training abilities.

Disclaimer: We are proactively building a databank for future opportunities in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. These are not currently active jobs. By applying, you will be part of our trusted network, ensuring our recruiters can promptly match you with suitable roles as they become available. Let us help you take the next step in your career journey!

Follow us on LinkedIn to stay updated with information and developments: LINKEDIN

This advertiser has chosen not to accept applicants from your region.

Compliance Officer

M5V Ontario, Ontario destinationone Consulting

Posted 308 days ago

Job Viewed

Tap Again To Close

Job Description

Permanent

destinationone Consulting specializes in recruitment across diverse sectors, including CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. We are committed to building a robust talent databank, enabling our recruiters to quickly connect job seekers with relevant opportunities as they arise. Our dedication to Integrity, Transparency, and Innovation ensures a professional and honest experience for all candidates.

Location: Various locations across Ontario

As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks.

Key Responsibilities:

Develop and implement compliance policies and procedures.Conduct regular audits and assessments to ensure compliance with laws and regulations.Provide training and guidance to employees on compliance-related issues.Investigate and resolve compliance issues and complaints.Monitor changes in regulatory requirements and update compliance programs accordingly.RequirementsBachelor’s degree in law, business, or a related field.3+ years of experience in a compliance role, preferably in a corporate environment.Strong knowledge of compliance regulations and risk management practices.Excellent analytical and problem-solving skills.Strong communication and training abilities.

Disclaimer: We are proactively building a databank for future opportunities in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. These are not currently active jobs. By applying, you will be part of our trusted network, ensuring our recruiters can promptly match you with suitable roles as they become available. Let us help you take the next step in your career journey!

Follow us on LinkedIn to stay updated with information and developments: LINKEDIN

This advertiser has chosen not to accept applicants from your region.

Compliance Officer

V6C British Columbia, British Columbia destinationone Consulting

Posted 308 days ago

Job Viewed

Tap Again To Close

Job Description

Permanent

destinationone Consulting specializes in recruitment across diverse sectors, including CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. We are committed to building a robust talent databank, enabling our recruiters to quickly connect job seekers with relevant opportunities as they arise. Our dedication to Integrity, Transparency, and Innovation ensures a professional and honest experience for all candidates.

Location: Various locations across British Columbia

As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks.

Key Responsibilities: Develop and implement compliance policies and procedures.Conduct regular audits and assessments to ensure compliance with laws and regulations.Provide training and guidance to employees on compliance-related issues.Investigate and resolve compliance issues and complaints.Monitor changes in regulatory requirements and update compliance programs accordingly.RequirementsBachelor’s degree in law, business, or a related field.3+ years of experience in a compliance role, preferably in a corporate environment.Strong knowledge of compliance regulations and risk management practices.Excellent analytical and problem-solving skills.Strong communication and training abilities.

Disclaimer:  We are proactively building a databank for future opportunities in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. These are not currently active jobs. By applying, you will be part of our trusted network, ensuring our recruiters can promptly match you with suitable roles as they become available. Let us help you take the next step in your career journey!

Follow us on LinkedIn to stay updated with information and developments: LINKEDIN

This advertiser has chosen not to accept applicants from your region.
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Tax Litigation Law Clerk / Paralegal

Toronto, Ontario Counter Tax Litigators

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Job Description

Our Qualities

Our firm is dedicated to delivering superior tax litigation results and experiences. Also, we aim to enhance the Canadian tax dispute system, making it more efficient, fair, and beneficial for all stakeholders.

We focus on three key qualities in every candidate for every role.

We look for people:

  1. who will thrive in our culture, which values eagerness for collaboration, commitment to personal responsibility, and an unquenchable thirst for continuous learning and improvement;
     
  2. who feel inspired to deliver truly superior client outcomes and experiences; and
     
  3. who want to contribute to our law firm’s greater purpose—improving Canada’s tax and litigation systems, a mission we advance through our ‘1% for Good’ initiative.
Your Qualities

You default to a positive attitude, most of the time. You see a “desired future state”, and you’re determined to reach it. Constant learning excites you. Clear, straightforward communication matters to you; you actively share your thoughts and listen intently, knowing the importance of both. You welcome honest feedback and view challenges as chances to improve.

Adapting energizes you. Given the complexities of tax litigation and our goal to achieve outstanding results, you thrive on change. The thought of doing things differently as we raise the bar keeps you engaged; a monotonous job doesn’t appeal to you.

You balance a strong personal accountability with a commitment to our collective success. You value the autonomy to excel on your own and the strength we harness as a team. You’re ready to push boundaries, both yours and the team’s, embracing the challenges of striving for excellence.

Accountabilities
  • Strategically Managing Evidence : Play a pivotal role in shaping case outcomes by meticulously capturing and organizing crucial evidence, ensuring we have the foundation to build compelling arguments.

  • Engaging with Key Stakeholders : Act as the essential bridge between our team and key partners such as clients, the Canada Revenue Agency (CRA), and the Department of Justice, facilitating smooth communication and collaboration.

  • Coordinating Discovery and Meetings : Organize critical meetings and discovery sessions, laying the groundwork for successful legal strategies and ensuring seamless execution. 

  • Supporting Legal Excellence : Work closely with our lawyers to guarantee that every litigation step and project progresses smoothly and adheres to strict timelines, contributing directly to our high standards of legal service.

  • Crafting Persuasive Communications : Utilize your expertise to write letters and submissions that clearly convey our positions and persuade stakeholders, amplifying our voice in important discussions.

    Qualification
  • Graduate from a recognized Canadian law clerk or paralegal program.
  • Proficiency in common software applications  (e.g., Word, Excel) and adaptability to new software 
  • English Proficiency: C1 or Higher
  • Ontario resident who possesses eligibility to work in Canada.

    Note: This role is an office-first role. Our ‘Office-First Hybrid’ approach highlights our current emphasis on in-person collaboration, especially during the first year. At this stage, we believe this strategy enables us to pursue our mission more effectively, which remains our top priority.

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